Finance/Securities

  • Chair of a Panel hearing a dispute under AAA Commerical Rules between a U.S. lender and Swiss technology start-up regarding regarding potential events of default under a promissory note and rights under patent and other security agreements; preliminary hearing held, orders made on document disclosure issues; negotiated settlement by parties.
  • Sole arbitrator in a dispute under AAA Expedited Rules between a lender and a non-paying borrower (owner of construction business); preliminary hearing held; standard award delivered.   
  • Member of an ICDR panel hearing a dispute between a US Investor and a Chinese company relating to the provision of information necessary to list the Chinese company's shares on a U.S. exchange.


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